As Vice President, Katelyn supports the Company’s Chief Compliance Officer in transaction due diligence, KYC/AML, regulatory filings, human resources, and other compliance- related tasks. In addition to her compliance and operations efforts for the firm, Katelyn supports the transaction team with M&A advisory, capital raising, and strategic advisory activities, working on transactions across a variety of sectors. During her graduate career, Katelyn specialized in corporate finance, new venture management, and international business relations, culminating in an international study-abroad experience assisting globally-recognized companies with international relations management and review.


Master of Business Administration from Clarkson University

Bachelor of Fine Arts in Visual Arts from the State University of New York at Potsdam (Summa Cum Laude)

FINRA Registrations
  • General Securities Representative Series 7
  • General Securities Principal Series 24
  • Uniform Combined State Law Examination Series 66
  • Limited Representative – Investment Banking Series 79