Kimberly Schmidt is the Chief Operating Officer of Elmcore Group and the Chief Operating Officer, Chief Compliance Officer, and FINOP of Elmcore Securities. Previously, she was a financial institutions examiner, responsible for assessing and monitoring depository institutions chartered in the State of Nevada. Her expertise includes regulatory and compliance oversight, with a specialization in asset valuation and monitoring of problem institutions. Kimberly has also held various finance positions in both the private and public sectors, and has an extensive background in M&A and valuation strategies.

Education

Bachelor of Science in Finance from Illinois State University

FINRA Registrations
  • General Securities Representative Series 7
  • General Securities Principal Series 24
  • Introducing Broker/Dealer Financial and Operations Principal Series 28
  • Uniform Securities Agent State Law Examination Series 63
  • Uniform Investment Adviser Law Examination Series 65
  • Limited Representative – Investment Banking Series 79
  • Operations Professional Series 99