Compliance Disclosure

Elmcore Securities LLC (“ES”) is a US broker-dealer (Member FINRA/SIPC). ES is neither an attorney nor an accountant, and no portion of the website content should be interpreted or intended to constitute as legal, accounting, or tax advice or an opinion regarding the appropriateness of any investment presented. The content of this website is intended for general information purposes only and should not be acted upon without obtaining advice from a qualified professional concerning your own situation.

Elmcore Securities LLC and any of its representatives may only transact business in a particular state if registered in such state or if exempted or excluded from registration. Additionally, follow ups or individualized responses to persons in any state by Elmcore Securities LLC and any of its representatives that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made absent compliance with state registration requirements or an applicable exemption or exclusion from registration.

The information contained on this website has been developed or obtained from sources that we believe are reliable, but its accuracy, completeness, and timeliness are not guaranteed. ES’s website is limited to the dissemination of general information pertaining to its advisory services. Accordingly, the publication of ES’s website on the Internet should not be construed by any consumer and/or prospective client as ES’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation over the Internet. Any subsequent, direct communication by ES with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. The presence of this website on the Internet shall in no direct or indirect way be construed or interpreted as a solicitation to sell or offer to sell securities or investment advisory services to any residents of any state other than where ES is legally empowered to provide such services. All information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Certain portions of ES’s website may contain a discussion of and/or provide access to ES (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a ranking substitute for, personalized advice from ES, or from any other investment professional.

Tombstones published to the website and other marketing materials are selected based on Elmcore’s determination of relevance and significance of completed engagements that demonstrate our experience, confidentiality provisions, and client approval.

ES does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third-party, whether linked to the ES website or incorporated herein, and takes no responsibility therefore. These sites are not sponsored or endorsed by, affiliated with, or the responsibility of ES. Unless expressly stated otherwise, the owners of these linked sites are not affiliated with ES and they do not sponsor or endorse the ES site or the views expressed by ES.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by ES), will be profitable or equal any historical performance level(s). Nothing on this website should be interpreted to state or imply that past results are an indication of future performance.

For information pertaining to the registration status of ES, please (1) call the FINRA BrokerCheck toll-free hotline number at +1.800.289.9999; (2) visit the FINRA Website address: http://www.FINRA.org; and/or, (3) view that FINRA has an investor brochure available through its FINRA BrokerCheck online database at: http://www.finra.org/brokercheck. For any further information, please feel free to contact us by calling: +1.312.488.4008, or by writing to: Elmcore Securities LLC, 500 W. Madison Street, Suite 1000, Chicago, IL 60661, or by email to: info@elmcore.com.

Other Party Disclosures

FINRA Customer Identification Program Notice Disclosures
Refer to the link below for important information you need to know about opening a new account:
http://www.finra.org/industry/customer-identification-program-notice

Compliance Statements