Kimberly Schmidt is the Chief Compliance Officer & Chief Operating Officer of Elmcore Group and Elmcore Securities. She also serves as Elmcore Securities’ FINOP. Previously, she was a financial institutions examiner, responsible for assessing and monitoring depository institutions chartered in the State of Nevada. Her expertise includes regulatory and compliance oversight, with a specialization in asset valuation and monitoring of problem institutions. Kimberly has also held various finance positions in both the private and public sectors, and has an extensive background in M&A and valuation strategies. Education Bachelor of Science in Finance from Illinois State University FINRA Registrations Securities Industry Essentials SIE Exam General Securities Representative Series 7 Compliance Officer Examination Series 14 General Securities Principal Series 24 Introducing Broker/Dealer Financial and Operations Principal Series 28 Uniform Securities Agent State Law Examination Series 63 Limited Representative – Investment Banking Series 79 Operations Professional Series 99